On the Development of Implicit and Control Processes in Relation to Substance Use in Adolescence
Addiction Development and Psychopathology (ADAPT) Lab, Department of Psychology, University of Amsterdam, Weesperplein 4, 1018 XA Amsterdam, The Netherlands
Department of Cultural Diversity and Youth, Utrecht University, Utrecht, The Netherlands
Research Centre-Military Mental Health, Ministry of Defense, Utrecht, The Netherlands
Abstract
Adolescence is a period in which brain structures involved in motivation and cognitive control continue to develop and also a period in which many youth begin substance use. Dual-process models propose that, among substance users, implicit or automatically activated neurocognitive processes gain in relative influence on substance use behavior, while the influence of cognitive control or reflective processes weakens. There is evidence that a variety of implicit cognitive processes, such as attentional bias, biased action tendencies (approach bias), memory bias and at a neural level, cue reactivity, are associated with adolescent substance use. The impact of these implicit processes on the further development of addictive behaviors appears to depend on moderating factors, such as (premorbid) executive control functions. Clear negative effects of adolescent substance use on executive control functions generally have not been found using behavioral tasks, although some studies have identified subtle and specific effects on cognitive functioning.
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Keywords: Adolescence, Substance use, Brain development, Dual-process models, Review, Attentional bias, Approach bias, Memory bias, Executive functions, Cognitive control, fMRI, Alcohol, Marijuana, Cigarette use
Article notes
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Issue date 2015.
Introduction
Dual-process models emphasize the importance of both impulsive and reflective processes in many behaviors in the development of addiction [1•, 2, 3•]. From this perspective, with continued substance use, implicit or automatically activated processes (e.g., cue reactivity, attentional bias, approach tendencies, and memories in response to drug-related stimuli) gain in relative control over substance use behavior, while the moderating influence of reflective processes (e.g., thinking about long-term negative outcomes) on the addictive behavior weakens. Reflective processes require both the ability to moderate impulses (executive control functions) and motivation to do so, which is related, for example, to alternative goals in life that are incompatible with continued heavy substance use [1•, 2, 3•]. A central function of executive functions is to shield long-term goals from temptations with short-term benefits but long-term negative outcomes [4••].
Normative adolescent brain development may contribute to a propensity to engage in risky behaviors, such as substance use [5]. In general, motivational processes develop relatively quickly during adolescence, while cognitive control processes develop in a more gradual way [5]. Several studies have shown that brain maturational changes in the prefrontal cortex continue well into late adolescence [6–8]. This normative developmental discrepancy has tentatively been related to increased risk taking and substance use in adolescence (e.g., [5]). For example, with the onset of puberty, erotic stimuli suddenly become motivationally relevant [9•]. Some youth (e.g., with a family history of substance use) may show deficits in cognitive control prior to substance use, which put them at higher risk for substance use (e.g., [10]). Importantly, a recent review emphasized the importance of social and affective brain processes in adolescence [11••], which relates this normative increase in risk taking and substance use in adolescence to the importance of social goals rather than to a lack of ability to moderate impulses to use. In addition, social controls such as parental monitoring and supervision help to constrain adolescent risk-taking behavior [5].
A number of reviews have proposed neurocognitive models in which this temporary maturational discrepancy between impulsive motivational processes and cognitive control processes is prolonged or exaggerated by heavy substance use during adolescence [3•, 12, 13, 14••]. In short, these models predict that as a consequence of heavy substance use during adolescence, cue reactivity and related cognitive biases in attention, memory, and action tendencies would become stronger and exert a stronger effect on subsequent substance use, while the development of executive control functions would be relatively delayed (or ultimately impaired), resulting in more cue-driven behavior. These effects may be enhanced as a result of acute effects of the substance on both priming motivational processes and impairing control processes (see [15] for a review). Here, we review the effects of substance use on the hypothesized strengthening of cue-induced motivational responses or biases in implicit cognitive processes. We then discuss effects of substance use on executive control processes. Finally, we discuss the interplay between implicit cognitive processes and executive control processes in relation to substance use behavior.
Before we begin the review, we discuss two caveats. First, it should be noted that dual-process models have been criticized for different reasons, including the neural implausibility of separate motivational and control neural systems [16], and because such models can easily incorporate motivational homunculi (i.e., how did the control system learn about the benefits of long-term goals?). We see current dual-process models as heuristic models at a higher level of description, representing emergent properties of underlying neural processes that interact and unfold over time [14••], cf. [17•]; these underlying processes must be modeled to banish the motivational homunculus out of typical dual-process models [18••]. Second, the models outlined generally focus on only two types of neurocognitive processes in relation to addiction: exaggerated motivational processes (cue reactivity and related processes) and impaired cognitive control processes. However, other neurocognitive processes have also been implicated in the development of addiction, such as interoceptive processes involving the insula [19], negative reinforcement, and allostasis [20••], and of course, social processes are very important in adolescent addictive behaviors too [21]. This review not only focuses on human studies involving the most commonly used substances during adolescence: alcohol, cannabis, and cigarette smoking but also includes reference to problem gaming behavior [22] and reactivity to food cues [23].
Effects of Adolescent Substance Use on Executive Functions
The following sections review behavioral research, followed by neurocognitive research, on effects of adolescent substance use on neuropsychological measures and neurocognition. The review focuses on alcohol, given limited research on effects of other substance use on executive functioning in adolescents.
Behavioral Studies on Effects of Alcohol on Executive Functions
In a recent review [84•], neurocognitive performance in adolescent alcohol users is described. The authors conclude that alcohol-consuming adolescents display poorer performance on tasks measuring a wide variety of cognitive domains, where the amount of impairments appears to be positively related to the number of drinking days. Furthermore, the authors suggest that post-drinking symptoms (i.e., hangover and withdrawal) might be more harmful for the adolescent drinking than the quantity of alcohol intake, since higher levels of such symptoms have found to be associated with poorer learning and memory performance. Another focus of research has been more complex cognitive functioning, such as risky decision-making, where young drinkers are found to be more sensitive to rewards.
A drawback of above-mentioned review is that no distinction is made between heavy drinking and alcohol use disorder (AUD). This is problematic since, although AUD is a serious and impairing disorder, the majority of alcohol drinking youth do not meet the criteria for the disorder. Furthermore, it is unclear if, and to what extent the presence of a psychiatric disorder (e.g., conduct disorder) has a confounding effect on the relationship between alcohol use and maturation of cognitive functioning. In another review [85•], this distinction is made more clearly, indicating that there have been relatively little studies specifically focusing on binge drinking, but available studies indicate less optimal performance on a diffuse set of cognitive domains.
Taken together, the above-mentioned studies indicate a diffuse pattern of worse cognitive functioning in heavy drinking adolescents and adolescents with AUD compared with healthy controls, with little consistency across studies. A major drawback of these studies is that they are cross-sectional in nature, hampering the possibility of drawing causal inferences. To the best of our knowledge, only three studies have investigated the effects of alcohol use on maturation of neurocognitive functioning in a longitudinal design, two large studies (described in: [86]) and one small study [87].
In a recent large prospective study (n = 2230) [86], six drinking pattern-groups were identified: non-drinkers, light drinkers, infrequent heavy drinkers, increasers, decreasers, and chronic heavy drinkers. Chronic heavy drinking adolescents had been drinking five to six glasses or more on a single occasion every weekend during the past 4 years. These groups were compared on a set of computerized RT tasks, assessing working memory, inhibition, and sustained and shift attention. In contrast with what was expected, there were no significant differences between any of these drinking-defined groups and non-drinkers on any of the tasks, not even for the heaviest drinking group. One possible explanation for this finding is that the computerized tasks assessed executive functions in a rather basic way. More complex and strategy-based tasks might be important when studying the effects of alcohol. One indication in this direction was that the same tasks assessed at age 11 were not predictive of the further development of alcohol use, while a large literature would support such a relationship [88, 89], and this relationship was indeed found in the same sample with a self-report measure of effortful control. Hence, while rather basic neuropsychological functions appear to not be affected by alcohol use, including relatively heavy alcohol use, in adolescence, more complex and effortful tasks could still reveal this relationship. However, in the same study, no differences between drinkers and abstainers could be related to alcohol use patterns for a variety of more complex neuropsychological tasks. In contrast, one small study indeed found differences between heavy drinkers and controls, but only in girls, and in one domain: visuospatial functioning [87].
Taken together, although the negative relationship between alcohol use and cognitive functioning in adolescence appears to be well-established, there is little compelling evidence for significant cognitive deficits as a result of adolescent heavy drinking. The effects of alcohol on the developing brain might be more subtle than assumed thus far. This might also be related to the flexibility of the adolescent brain, which also shows stronger recovery after abstinence in heavy episodic drinking adolescents [90] than what is usually found in adult alcohol-dependent patients (review [91]). More research is needed to understand what influence alcohol has on the developing brain and how this could affect functioning in daily life. Possibly, there is a reciprocal effect where weaknesses in effective impulse control might be predictive of later AUD, and heavy drinking prospectively predicting increases in impulsivity [92]. A similar reciprocal relationship has been found for behavioral dishinhibition and early alcohol use onset [93].
Neurocognitive Studies
Research has shown structural brain differences between heavy substance users and controls [84•]. In addition, emerging data suggest that alterations in activity in specific brain regions (e.g., inferior frontal gyrus) on cognitive control tasks may represent a phenotype of current and future heavy drinking in adolescent participants [94••]. Furthermore, longitudinal studies have shown that atypical brain responses during response inhibition are predictive of later alcohol use [95]. Surprisingly, however, few neurocognitive studies have assessed the effect of alcohol misuse on behavioral control (as assessed using tasks such as the Go/NoGo and Stop-Signal task), or attentional control (as assessed using Stroop, Flanker, or Simon tasks) in adolescence (i.e., ages between 14 and 19).
To the best of our knowledge, only one study examined the effect of prolonged heavy drinking on response inhibition in adolescents. Wetherill and colleagues [96••] conducted a longitudinal study, in which fMRI data were acquired during performance on a Go/NoGo task. Data were collected at baseline from adolescents, aged 14, before the onset of heavy drinking, and then again 3 years later. Results showed that, youth who transitioned into heavy drinking compared with continuous non-drinkers, showed reduced activations at baseline in bilateral prefrontal cortex for the stop vs. go contrast. This response reversed after the onset of heavy drinking [96••]. This is an important finding and is in line with reports in university students showing reduced activations in regions implicated in inhibitory control following acute alcohol administration [97–99], as well as reports showing differential responses in the NoGo P3 ERP as a function of heavy or binge drinking in similar populations [100, 101].
Given the finding that prefrontal cortical gray matter thickness of adolescent females aged 16–19, relative to their male counterparts, is correlated with poorer performance on a color-word interference task [102•], studies should also explore possible gender differences in the impact of alcohol on cognitive control processes. Finally, one interesting prospective study in college students assessed ERPs before and after the onset of binge-drinking behavior [103] and found strong effects of binge drinking in early and global ERP components, suggesting alcohol-related effects on basic and high-level cognitive processes. However, it is unclear to what extent these differences would lead to measurable behavioral effects on neuropsychological tasks and what the long-term effects of (continued) binge drinking would be.
Conclusion
We reviewed the literature on the effects of adolescent substance use on (neuro)cognitive functions, from a broad dual-process perspective. From this perspective, adolescent substance use would be associated with increasingly strong automatically activated appetitive reactions to substance-related cues, expressed as cue reactivity in the brain, and as attentional bias, approach bias, and memory associations in behavioral tasks. In addition, adolescent substance use is thought to negatively affect the still developing executive or cognitive control functions. Overall, we found many more studies regarding the first set of predictions, which generally supported the idea that adolescent substance users demonstrate substance-related cognitive biases. The impact of these biases on subsequent addictive behavior was found to depend on cognitive control functions, although it should be noted that this was primarily found in high-risk adolescents (sampled from special education), and less so in samples from regular education. Cue-elicited brain activation was also found in adolescent heavy substance users, and in some studies, this predicted subsequent escalation of use. In addition, some studies indicated that the impact of substance-related cues on behavior tended to be stronger after acute alcohol use.
Regarding hypothesized negative effects of alcohol and substance use on executive functions, at a behavioral level there is much less evidence of strong alcohol or substance induced neuropsychological impairments than often thought and the evidence appears to be much weaker here than evidence for the reverse relationship (relatively weak executive functions predicting later problems with substances, as earlier reviews indicated [88, 89]). Neurocognitive studies do find differences between heavy or dependent substance users and controls [84•], but the direction of this effect is often unclear. Also, given the relatively robust reverse relationship, one cannot rule out the possibility that most differences are premorbid to substance involvement. Ongoing large longitudinal studies using neurocognitive measures will tell us more about the effects of alcohol and other substances on the development of cognitive control functions.
Currently, a fair conclusion, based on a review of the literature, appears to be that the effect of alcohol and other substances is primarily found in stronger automatically activated appetitive responses to substance cues, and that these reactions are likely to contribute to the development of problems especially in youth with relatively weak executive control functions (as a premorbid factor). Meta-analysis (including both adolescent and mostly young adult samples) concluded that both implicit and explicit measures (e.g., expectancies and motives) predict unique variance in substance use (mostly alcohol) [104, 105]. Further, this association may be enhanced by acute effects of the substance and perhaps also in the long run by prolonged heavy substance use, and may differ by gender or other subgroupings (e.g., children of alcoholic parents). Imaging and psychophysiological studies are needed that more directly focus on comparing participants of varying ages on their automatic motivational, attentional, and associative responses to addictive stimuli and their ability and tendency to control those responses. Such studies could complement psychological studies by providing inferential support and more detailed constraints for cognitive models, but also by revealing unexpected patterns that may open up new lines of research.
Importantly, environmental factors may also moderate the impact of individual risk factors, such as strong appetitive reactions and weak control: parenting has also been found to moderate the impact of these predictors on subsequent addictive behaviors. And also in the larger picture, automatically activated reactions to substance cues, as assessed with implicit or indirect measures or with neurocognitive indices of cue reactivity, provide only one piece of the puzzle, and in some cases social cues (e.g., peer substance use) are a much stronger predictor than implicit processes (e.g., [106]). Hence, the literature provides evidence that implicit or automatically triggered motivational processes play a role in adolescent substance use, especially among those with relatively weak executive control functions, but other factors such as social (peers and parents), contextual and cultural influences provide other important pieces in the larger puzzle of adolescent substance abuse.
Regarding treatment implications, both implicit and explicit cognitions can be targeted in treatment (see for a review [107••]), but the effects most likely depend on motivation to change, which is an important issue in adolescent substance use problems. Motivation to change could be enhanced, for example with motivational interviewing [108], together with motivation for training or treatment. In addition, positive findings have been reported for targeted personality-based interventions in adolescents [109••]. In conclusion, there is some support for the general perspective from dual process models (at a descriptive level), that in adolescent substance use, the combination of automatically triggered or implicit reactions to substance cues and relatively weak cognitive control processes play a role, with the first factor developing after substance use and the second factor more as a premorbid factor. Intervention methods aimed at adolescent substance users may benefit from this developing knowledge, while at the same time it is important to acknowledge that from a broader perspective other processes such as peer influence are important too.
Acknowledgments
RWW, TEG, and KN are supported by a grant from the Dutch National Science Foundation, N.W.O. (VICI 453-08-001), awarded to the first author. TEG is supported by ERAB grant EA 1239. KN is supported by ERAB grant EA 1442.
Compliance with Ethics Guidelines
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Conflict of Interest Reinout W. Wiers, Sarai R. Boelema, Kiki Nikolau, and Thomas E. Gladwin declare that they have no conflict of interest.
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Human and Animal Rights and Informed Consent This article does not contain any primary studies with human or animal subjects performed by any of the authors (it reviews the human literature on cognitive processes and adolescent substance use).
Footnotes
Footnote Group
References
Papers of particular interest, published recently, have been highlighted as: • Of importance •• Of major importance
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